Tag: "CIKR"

ASPPA Launches Campaign to Save 401(k) Plans From Tax Reform

ASPPA Launches Campaign to Save 401(k) Plans From Tax Reform

| November 26, 2012 | 0 Comments

ASPPA launches the Save My 401k grassroots campaign to defend more than 60 million American workers’ 401(k) plans from congressional budget cuts.

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ASPPA Asks DOL for Clarification And Relief On Fee Disclosure Regulation

ASPPA Asks DOL for Clarification And Relief On Fee Disclosure Regulation

| April 30, 2012 | 0 Comments

Craig P. Hoffman, ASPPA’s General Counsel issues a statement in regards to a comment letter filed with the U.S. Department of Labor’s (DOL) Employee Benefits Security Agency’s (EBSA) regarding issues with the Department’s recently released 408(b)(2) regulation.

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ASPPA & CIkR Request Fee Disclosure Extension

ASPPA & CIkR Request Fee Disclosure Extension

| December 20, 2011 | 0 Comments

ASPPA General Counsel and Director of Regulatory Affairs Craig Hoffman issues a statement on behalf of ASPPA and the Council of Independent Recordkeepers (CIkR) in response to the U.S. Department of Labor’s (DOL) ongoing delay in the issuance of the 408(b)(2) final regulation

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ASPPA Issues Clarification on Proposed Definition of Fiduciary Regulation

ASPPA Issues Clarification on Proposed Definition of Fiduciary Regulation

| July 28, 2011 | 0 Comments

ASPPA CEO Brian Graff issues a statement clarifying ASPPA’s position on U.S. Department of Labor’s (DOL) proposed modifications to the regulation (29 CFR Part 2510) defining the term “fiduciary” under section 3(21) of the Employee Retirement Income Security Act of 1974 (ERISA).

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ASPPA Requests Clarity on Definition of Fiduciary

ASPPA Requests Clarity on Definition of Fiduciary

| January 27, 2011 | 0 Comments

Brian Graff, Executive Director/CEO of ASPPA asks for enhanced disclosure & guidance to protect plan sponsors & participants in response to a call for comments by DOL on changes to the definition of “fiduciary” under the Employee Retirement Income Security Act of 1974 (ERISA).

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ASPPA Issues Comment on Rule 12b-2

ASPPA Issues Comment on Rule 12b-2

| November 3, 2010 | 0 Comments

Brian H. Graff, executive director and CEO of ASPPA and the Council of Independent Recordkeepers (CIKR) issue comments to the SEC on proposed Rule 12b-2 regarding the use of mutual fund assets to pay fees from the sale of mutual fund shares…

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