Tag: "Fiduciary"
Frontline’s View of Retirement Industry as Commodity is Dead Wrong
ASPPA’s Brian Graff responds to the PBS Frontline’s ‘The Retirement Gamble’ program touted to be an ‘eye opening investigation of a financial services industry that may be draining your retirement savings with every passing year.’
Video—Regulatory Update
September 19, 2012 — ASPPA’s General Counsel and Director of Regulatory Affairs, Craig Hoffman, discusses FAQ # 39 from the Department of Labor’s (DOL) recently released Field Assistance Bulletin 2012-02R…
ASPPA Hosts 2012 Mid-Atlantic Benefits Conference
The Mid-Atlantic Benefits Conference, co-sponsored by ASPPA and the Internal Revenue Service (IRS), is a forum covering various topics in retirement planning.
403(b) Compliance Summit Report Released
The National Tax Sheltered Accounts Association released a report from their third annual 403(b) Compliance Resolution Summit in Dallas. The report is a summary from the meeting where 403(b) professionals gather to identify service issues and develop best practices for the resolution of those issues.
ASPPA Recommends Self-Correction Component To Voluntary Fiduciary Correction Program
ASPPA General Counsel Craig Hoffman issues a statement from a comment letter filed with the U.S. Department of Labor (DOL) Employee Benefit Security Administration (EBSA) on the Voluntary Fiduciary Correction Program under the Employee Retirement Income Security Act of 1974 (ERISA).
ASPPA Clarifies Its Position on Proposed Definition of Fiduciary Regulation
Brian Graff, executive director/CEO of ASPPA, releases a statement regarding ASPPA’s position on the U.S. Department of Labor’s (DOL) proposed modifications to the regulation (29 CFR Part 2510) defining the term “fiduciary” under section 3(21) of the Employee Retirement Income Security Act of 1974 (ERISA)…
